Free Tool

FCA compliance checker

Check whether your financial adviser website meets FCA regulatory requirements. Answer the questions below and we'll tell you where you might need to make changes.

Compliance checklist

Does your website display your FCA registration number?Do you have a clear financial promotions disclaimer?Are risk warnings displayed on relevant pages?Do you have a complaints procedure page?Are your qualifications and authorisations clearly stated?Do you have proper terms of business?Is there a clear distinction between advice and information?Do you have a privacy policy covering client data?